miden-crypto/src/merkle/smt/full/tests.rs
Qyriad affbcf30ed feat(smt): impl constructing leaves that don't yet exist
This commit implements 'prospective leaf construction' -- computing
sparse Merkle tree leaves for a key-value insertion without actually
performing that insertion.

For SimpleSmt, this is trivial, since the leaf type is simply the value
being inserted.

For the full Smt, the new leaf payload depends on the existing payload
in that leaf. Since almost all leaves are very small, we can just clone
the leaf and modify a copy.

This will allow us to perform more general prospective changes on Merkle
trees.
2024-09-05 13:01:42 -06:00

512 lines
17 KiB
Rust

use alloc::vec::Vec;
use super::{Felt, LeafIndex, NodeIndex, Rpo256, RpoDigest, Smt, SmtLeaf, EMPTY_WORD, SMT_DEPTH};
use crate::{
merkle::{smt::SparseMerkleTree, EmptySubtreeRoots, MerkleStore},
utils::{Deserializable, Serializable},
Word, ONE, WORD_SIZE,
};
// SMT
// --------------------------------------------------------------------------------------------
/// This test checks that inserting twice at the same key functions as expected. The test covers
/// only the case where the key is alone in its leaf
#[test]
fn test_smt_insert_at_same_key() {
let mut smt = Smt::default();
let mut store: MerkleStore = MerkleStore::default();
assert_eq!(smt.root(), *EmptySubtreeRoots::entry(SMT_DEPTH, 0));
let key_1: RpoDigest = {
let raw = 0b_01101001_01101100_00011111_11111111_10010110_10010011_11100000_00000000_u64;
RpoDigest::from([ONE, ONE, ONE, Felt::new(raw)])
};
let key_1_index: NodeIndex = LeafIndex::<SMT_DEPTH>::from(key_1).into();
let value_1 = [ONE; WORD_SIZE];
let value_2 = [ONE + ONE; WORD_SIZE];
// Insert value 1 and ensure root is as expected
{
let leaf_node = build_empty_or_single_leaf_node(key_1, value_1);
let tree_root = store.set_node(smt.root(), key_1_index, leaf_node).unwrap().root;
let old_value_1 = smt.insert(key_1, value_1);
assert_eq!(old_value_1, EMPTY_WORD);
assert_eq!(smt.root(), tree_root);
}
// Insert value 2 and ensure root is as expected
{
let leaf_node = build_empty_or_single_leaf_node(key_1, value_2);
let tree_root = store.set_node(smt.root(), key_1_index, leaf_node).unwrap().root;
let old_value_2 = smt.insert(key_1, value_2);
assert_eq!(old_value_2, value_1);
assert_eq!(smt.root(), tree_root);
}
}
/// This test checks that inserting twice at the same key functions as expected. The test covers
/// only the case where the leaf type is `SmtLeaf::Multiple`
#[test]
fn test_smt_insert_at_same_key_2() {
// The most significant u64 used for both keys (to ensure they map to the same leaf)
let key_msb: u64 = 42;
let key_already_present: RpoDigest =
RpoDigest::from([2_u32.into(), 2_u32.into(), 2_u32.into(), Felt::new(key_msb)]);
let key_already_present_index: NodeIndex =
LeafIndex::<SMT_DEPTH>::from(key_already_present).into();
let value_already_present = [ONE + ONE + ONE; WORD_SIZE];
let mut smt =
Smt::with_entries(core::iter::once((key_already_present, value_already_present))).unwrap();
let mut store: MerkleStore = {
let mut store = MerkleStore::default();
let leaf_node = build_empty_or_single_leaf_node(key_already_present, value_already_present);
store
.set_node(*EmptySubtreeRoots::entry(SMT_DEPTH, 0), key_already_present_index, leaf_node)
.unwrap();
store
};
let key_1: RpoDigest = RpoDigest::from([ONE, ONE, ONE, Felt::new(key_msb)]);
let key_1_index: NodeIndex = LeafIndex::<SMT_DEPTH>::from(key_1).into();
assert_eq!(key_1_index, key_already_present_index);
let value_1 = [ONE; WORD_SIZE];
let value_2 = [ONE + ONE; WORD_SIZE];
// Insert value 1 and ensure root is as expected
{
// Note: key_1 comes first because it is smaller
let leaf_node = build_multiple_leaf_node(&[
(key_1, value_1),
(key_already_present, value_already_present),
]);
let tree_root = store.set_node(smt.root(), key_1_index, leaf_node).unwrap().root;
let old_value_1 = smt.insert(key_1, value_1);
assert_eq!(old_value_1, EMPTY_WORD);
assert_eq!(smt.root(), tree_root);
}
// Insert value 2 and ensure root is as expected
{
let leaf_node = build_multiple_leaf_node(&[
(key_1, value_2),
(key_already_present, value_already_present),
]);
let tree_root = store.set_node(smt.root(), key_1_index, leaf_node).unwrap().root;
let old_value_2 = smt.insert(key_1, value_2);
assert_eq!(old_value_2, value_1);
assert_eq!(smt.root(), tree_root);
}
}
/// This test ensures that the root of the tree is as expected when we add/remove 3 items at 3
/// different keys. This also tests that the merkle paths produced are as expected.
#[test]
fn test_smt_insert_and_remove_multiple_values() {
fn insert_values_and_assert_path(
smt: &mut Smt,
store: &mut MerkleStore,
key_values: &[(RpoDigest, Word)],
) {
for &(key, value) in key_values {
let key_index: NodeIndex = LeafIndex::<SMT_DEPTH>::from(key).into();
let leaf_node = build_empty_or_single_leaf_node(key, value);
let tree_root = store.set_node(smt.root(), key_index, leaf_node).unwrap().root;
let _ = smt.insert(key, value);
assert_eq!(smt.root(), tree_root);
let expected_path = store.get_path(tree_root, key_index).unwrap();
assert_eq!(smt.open(&key).into_parts().0, expected_path.path);
}
}
let mut smt = Smt::default();
let mut store: MerkleStore = MerkleStore::default();
assert_eq!(smt.root(), *EmptySubtreeRoots::entry(SMT_DEPTH, 0));
let key_1: RpoDigest = {
let raw = 0b_01101001_01101100_00011111_11111111_10010110_10010011_11100000_00000000_u64;
RpoDigest::from([ONE, ONE, ONE, Felt::new(raw)])
};
let key_2: RpoDigest = {
let raw = 0b_11111111_11111111_11111111_11111111_11111111_11111111_11111111_11111111_u64;
RpoDigest::from([ONE, ONE, ONE, Felt::new(raw)])
};
let key_3: RpoDigest = {
let raw = 0b_00000000_00000000_00000000_00000000_00000000_00000000_00000000_00000000_u64;
RpoDigest::from([ONE, ONE, ONE, Felt::new(raw)])
};
let value_1 = [ONE; WORD_SIZE];
let value_2 = [ONE + ONE; WORD_SIZE];
let value_3 = [ONE + ONE + ONE; WORD_SIZE];
// Insert values in the tree
let key_values = [(key_1, value_1), (key_2, value_2), (key_3, value_3)];
insert_values_and_assert_path(&mut smt, &mut store, &key_values);
// Remove values from the tree
let key_empty_values = [(key_1, EMPTY_WORD), (key_2, EMPTY_WORD), (key_3, EMPTY_WORD)];
insert_values_and_assert_path(&mut smt, &mut store, &key_empty_values);
let empty_root = *EmptySubtreeRoots::entry(SMT_DEPTH, 0);
assert_eq!(smt.root(), empty_root);
// an empty tree should have no leaves or inner nodes
assert!(smt.leaves.is_empty());
assert!(smt.inner_nodes.is_empty());
}
/// This tests that inserting the empty value does indeed remove the key-value contained at the
/// leaf. We insert & remove 3 values at the same leaf to ensure that all cases are covered (empty,
/// single, multiple).
#[test]
fn test_smt_removal() {
let mut smt = Smt::default();
let raw = 0b_01101001_01101100_00011111_11111111_10010110_10010011_11100000_00000000_u64;
let key_1: RpoDigest = RpoDigest::from([ONE, ONE, ONE, Felt::new(raw)]);
let key_2: RpoDigest =
RpoDigest::from([2_u32.into(), 2_u32.into(), 2_u32.into(), Felt::new(raw)]);
let key_3: RpoDigest =
RpoDigest::from([3_u32.into(), 3_u32.into(), 3_u32.into(), Felt::new(raw)]);
let value_1 = [ONE; WORD_SIZE];
let value_2 = [2_u32.into(); WORD_SIZE];
let value_3: [Felt; 4] = [3_u32.into(); WORD_SIZE];
// insert key-value 1
{
let old_value_1 = smt.insert(key_1, value_1);
assert_eq!(old_value_1, EMPTY_WORD);
assert_eq!(smt.get_leaf(&key_1), SmtLeaf::Single((key_1, value_1)));
}
// insert key-value 2
{
let old_value_2 = smt.insert(key_2, value_2);
assert_eq!(old_value_2, EMPTY_WORD);
assert_eq!(
smt.get_leaf(&key_2),
SmtLeaf::Multiple(vec![(key_1, value_1), (key_2, value_2)])
);
}
// insert key-value 3
{
let old_value_3 = smt.insert(key_3, value_3);
assert_eq!(old_value_3, EMPTY_WORD);
assert_eq!(
smt.get_leaf(&key_3),
SmtLeaf::Multiple(vec![(key_1, value_1), (key_2, value_2), (key_3, value_3)])
);
}
// remove key 3
{
let old_value_3 = smt.insert(key_3, EMPTY_WORD);
assert_eq!(old_value_3, value_3);
assert_eq!(
smt.get_leaf(&key_3),
SmtLeaf::Multiple(vec![(key_1, value_1), (key_2, value_2)])
);
}
// remove key 2
{
let old_value_2 = smt.insert(key_2, EMPTY_WORD);
assert_eq!(old_value_2, value_2);
assert_eq!(smt.get_leaf(&key_2), SmtLeaf::Single((key_1, value_1)));
}
// remove key 1
{
let old_value_1 = smt.insert(key_1, EMPTY_WORD);
assert_eq!(old_value_1, value_1);
assert_eq!(smt.get_leaf(&key_1), SmtLeaf::new_empty(key_1.into()));
}
}
/// This tests that we can correctly calculate prospective leaves -- that is, we can construct
/// correct [`SmtLeaf`] values for a theoretical insertion on a Merkle tree without mutating or
/// cloning the tree.
#[test]
fn test_prospective_hash() {
let mut smt = Smt::default();
let raw = 0b_01101001_01101100_00011111_11111111_10010110_10010011_11100000_00000000_u64;
let key_1: RpoDigest = RpoDigest::from([ONE, ONE, ONE, Felt::new(raw)]);
let key_2: RpoDigest =
RpoDigest::from([2_u32.into(), 2_u32.into(), 2_u32.into(), Felt::new(raw)]);
// Sort key_3 before key_1, to test non-append insertion.
let key_3: RpoDigest =
RpoDigest::from([0_u32.into(), 0_u32.into(), 0_u32.into(), Felt::new(raw)]);
let value_1 = [ONE; WORD_SIZE];
let value_2 = [2_u32.into(); WORD_SIZE];
let value_3: [Felt; 4] = [3_u32.into(); WORD_SIZE];
// insert key-value 1
{
let prospective = smt.get_prospective_leaf(smt.get_leaf(&key_1), &key_1, &value_1).hash();
smt.insert(key_1, value_1);
let leaf = smt.get_leaf(&key_1);
assert_eq!(
prospective,
leaf.hash(),
"prospective hash for leaf {leaf:?} did not match actual hash",
);
}
// insert key-value 2
{
let prospective = smt.get_prospective_leaf(smt.get_leaf(&key_2), &key_2, &value_2).hash();
smt.insert(key_2, value_2);
let leaf = smt.get_leaf(&key_2);
assert_eq!(
prospective,
leaf.hash(),
"prospective hash for leaf {leaf:?} did not match actual hash",
);
}
// insert key-value 3
{
let prospective = smt.get_prospective_leaf(smt.get_leaf(&key_3), &key_3, &value_3).hash();
smt.insert(key_3, value_3);
let leaf = smt.get_leaf(&key_3);
assert_eq!(
prospective,
leaf.hash(),
"prospective hash for leaf {leaf:?} did not match actual hash",
);
}
// remove key 3
{
let old_leaf = smt.get_leaf(&key_3);
let old_value_3 = smt.insert(key_3, EMPTY_WORD);
assert_eq!(old_value_3, value_3);
let prospective_leaf = smt.get_prospective_leaf(smt.get_leaf(&key_3), &key_3, &old_value_3);
assert_eq!(
old_leaf.hash(),
prospective_leaf.hash(),
"removing and prospectively re-adding a leaf didn't yield the original leaf:\
\n original leaf: {old_leaf:?}\
\n prospective leaf: {prospective_leaf:?}",
);
}
// remove key 2
{
let old_leaf = smt.get_leaf(&key_2);
let old_value_2 = smt.insert(key_2, EMPTY_WORD);
assert_eq!(old_value_2, value_2);
let prospective_leaf = smt.get_prospective_leaf(smt.get_leaf(&key_2), &key_2, &old_value_2);
assert_eq!(
old_leaf.hash(),
prospective_leaf.hash(),
"removing and prospectively re-adding a leaf didn't yield the original leaf:\
\n original leaf: {old_leaf:?}\
\n prospective leaf: {prospective_leaf:?}",
);
}
// remove key 1
{
let old_leaf = smt.get_leaf(&key_1);
let old_value_1 = smt.insert(key_1, EMPTY_WORD);
assert_eq!(old_value_1, value_1);
let prospective_leaf = smt.get_prospective_leaf(smt.get_leaf(&key_1), &key_1, &old_value_1);
assert_eq!(
old_leaf.hash(),
prospective_leaf.hash(),
"removing and prospectively re-adding a leaf didn't yield the original leaf:\
\n original leaf: {old_leaf:?}\
\n prospective leaf: {prospective_leaf:?}",
);
}
}
/// Tests that 2 key-value pairs stored in the same leaf have the same path
#[test]
fn test_smt_path_to_keys_in_same_leaf_are_equal() {
let raw = 0b_01101001_01101100_00011111_11111111_10010110_10010011_11100000_00000000_u64;
let key_1: RpoDigest = RpoDigest::from([ONE, ONE, ONE, Felt::new(raw)]);
let key_2: RpoDigest =
RpoDigest::from([2_u32.into(), 2_u32.into(), 2_u32.into(), Felt::new(raw)]);
let value_1 = [ONE; WORD_SIZE];
let value_2 = [2_u32.into(); WORD_SIZE];
let smt = Smt::with_entries([(key_1, value_1), (key_2, value_2)]).unwrap();
assert_eq!(smt.open(&key_1), smt.open(&key_2));
}
/// Tests that an empty leaf hashes to the empty word
#[test]
fn test_empty_leaf_hash() {
let smt = Smt::default();
let leaf = smt.get_leaf(&RpoDigest::default());
assert_eq!(leaf.hash(), EMPTY_WORD.into());
}
/// Tests that `get_value()` works as expected
#[test]
fn test_smt_get_value() {
let key_1: RpoDigest = RpoDigest::from([ONE, ONE, ONE, ONE]);
let key_2: RpoDigest = RpoDigest::from([2_u32, 2_u32, 2_u32, 2_u32]);
let value_1 = [ONE; WORD_SIZE];
let value_2 = [2_u32.into(); WORD_SIZE];
let smt = Smt::with_entries([(key_1, value_1), (key_2, value_2)]).unwrap();
let returned_value_1 = smt.get_value(&key_1);
let returned_value_2 = smt.get_value(&key_2);
assert_eq!(value_1, returned_value_1);
assert_eq!(value_2, returned_value_2);
// Check that a key with no inserted value returns the empty word
let key_no_value = RpoDigest::from([42_u32, 42_u32, 42_u32, 42_u32]);
assert_eq!(EMPTY_WORD, smt.get_value(&key_no_value));
}
/// Tests that `entries()` works as expected
#[test]
fn test_smt_entries() {
let key_1: RpoDigest = RpoDigest::from([ONE, ONE, ONE, ONE]);
let key_2: RpoDigest = RpoDigest::from([2_u32, 2_u32, 2_u32, 2_u32]);
let value_1 = [ONE; WORD_SIZE];
let value_2 = [2_u32.into(); WORD_SIZE];
let smt = Smt::with_entries([(key_1, value_1), (key_2, value_2)]).unwrap();
let mut entries = smt.entries();
// Note: for simplicity, we assume the order `(k1,v1), (k2,v2)`. If a new implementation
// switches the order, it is OK to modify the order here as well.
assert_eq!(&(key_1, value_1), entries.next().unwrap());
assert_eq!(&(key_2, value_2), entries.next().unwrap());
assert!(entries.next().is_none());
}
// SMT LEAF
// --------------------------------------------------------------------------------------------
#[test]
fn test_empty_smt_leaf_serialization() {
let empty_leaf = SmtLeaf::new_empty(LeafIndex::new_max_depth(42));
let mut serialized = empty_leaf.to_bytes();
// extend buffer with random bytes
serialized.extend([1, 2, 3, 4, 5]);
let deserialized = SmtLeaf::read_from_bytes(&serialized).unwrap();
assert_eq!(empty_leaf, deserialized);
}
#[test]
fn test_single_smt_leaf_serialization() {
let single_leaf = SmtLeaf::new_single(
RpoDigest::from([10_u32, 11_u32, 12_u32, 13_u32]),
[1_u32.into(), 2_u32.into(), 3_u32.into(), 4_u32.into()],
);
let mut serialized = single_leaf.to_bytes();
// extend buffer with random bytes
serialized.extend([1, 2, 3, 4, 5]);
let deserialized = SmtLeaf::read_from_bytes(&serialized).unwrap();
assert_eq!(single_leaf, deserialized);
}
#[test]
fn test_multiple_smt_leaf_serialization_success() {
let multiple_leaf = SmtLeaf::new_multiple(vec![
(
RpoDigest::from([10_u32, 11_u32, 12_u32, 13_u32]),
[1_u32.into(), 2_u32.into(), 3_u32.into(), 4_u32.into()],
),
(
RpoDigest::from([100_u32, 101_u32, 102_u32, 13_u32]),
[11_u32.into(), 12_u32.into(), 13_u32.into(), 14_u32.into()],
),
])
.unwrap();
let mut serialized = multiple_leaf.to_bytes();
// extend buffer with random bytes
serialized.extend([1, 2, 3, 4, 5]);
let deserialized = SmtLeaf::read_from_bytes(&serialized).unwrap();
assert_eq!(multiple_leaf, deserialized);
}
// HELPERS
// --------------------------------------------------------------------------------------------
fn build_empty_or_single_leaf_node(key: RpoDigest, value: Word) -> RpoDigest {
if value == EMPTY_WORD {
SmtLeaf::new_empty(key.into()).hash()
} else {
SmtLeaf::Single((key, value)).hash()
}
}
fn build_multiple_leaf_node(kv_pairs: &[(RpoDigest, Word)]) -> RpoDigest {
let elements: Vec<Felt> = kv_pairs
.iter()
.flat_map(|(key, value)| {
let key_elements = key.into_iter();
let value_elements = (*value).into_iter();
key_elements.chain(value_elements)
})
.collect();
Rpo256::hash_elements(&elements)
}